{"id":5319,"date":"2019-12-12T16:57:09","date_gmt":"2019-12-12T15:57:09","guid":{"rendered":"https:\/\/ethicaline.fr\/?p=5319"},"modified":"2023-12-04T15:27:51","modified_gmt":"2023-12-04T14:27:51","slug":"une-decennie-de-settlements-fcpa-recapitulatif","status":"publish","type":"post","link":"https:\/\/ethicaline.fr\/fr\/une-decennie-de-settlements-fcpa-recapitulatif\/","title":{"rendered":"Une d\u00e9cennie de settlements FCPA – R\u00e9capitulatif"},"content":{"rendered":"\n

L’ann\u00e9e 2019 s’est termin\u00e9e avec un settlement, act\u00e9 le 6 d\u00e9cembre dernier, de 1 milliard de dollars pour Ericsson (Su\u00e8de) en violation du FCPA, pay\u00e9 au DOJ et SEC.<\/p>\n\n\n\n

C’est une \u00ab\u00a0belle ann\u00e9e\u00a0\u00bb pour les settlements li\u00e9s au FCPA, avec 14 soci\u00e9t\u00e9s et plus de 2,8 milliards de dollars engrang\u00e9s par le DOJ et SEC am\u00e9ricains.<\/p>\n\n\n\n

<\/div>\n\n\n\n

Un r\u00e9capitulatif des \u00ab\u00a0settlements<\/em>\u00a0\u00bb dans la cadre des violations du FCPA, depuis 2008.<\/h4>\n\n\n\n

C’est l’occasion de faire un r\u00e9capitulatif (plus d’une centaine de cas) sur une d\u00e9cennie de settlements<\/em> – m\u00eame un peu plus : de 2008, avec Siemens ayant initi\u00e9 une grande s\u00e9rie, \u00e0 ce jour.<\/p>\n\n\n\n

Le r\u00e9capitulatif ci-dessous, avec le nombre de soci\u00e9t\u00e9s impliqu\u00e9es et les montants n\u00e9goci\u00e9s ; avec une vision sous plusieurs angles :<\/p>\n\n\n\n

    \n
  • par secteur \/ industrie<\/li>\n\n\n\n
  • par ann\u00e9e
    et<\/li>\n\n\n\n
  • par pays (montants par ordre d\u00e9croissant), et avec un focus particulier pour tous les cas fran\u00e7ais.<\/li>\n<\/ul>\n\n\n\n
    <\/div>\n\n\n\n
    \"\"<\/figure>\n\n\n\n
    <\/div>\n\n\n\n
    \n\n\n\n
    <\/div>\n\n\n\n

    Liste exhaustive des settlements<\/em>
    par ordre d\u00e9croissant des montants<\/span><\/h3>\n\n\n\n
    <\/div>\n\n\n\n
    Company<\/strong><\/span><\/td>Industry<\/strong><\/span><\/td>Country<\/strong><\/span><\/td>Date<\/strong><\/span><\/td>Amount<\/strong><\/span><\/td><\/tr>
    Odebrecht<\/td>Construction<\/td>BR<\/td>21-Dec-2016<\/td>2,600 M$<\/td><\/tr>
    LM Ericsson<\/td>Telecoms<\/td>SE<\/td>06-Dec-2019<\/td>1,000 M$<\/td><\/tr>
    Telia Company<\/td>Telecoms<\/td>SE<\/td>21-Sep-2017<\/td>965 M$<\/td><\/tr>
    Braskem<\/td>Natural resources<\/td>BR<\/td>21-Dec-2016<\/td>957 M$<\/td><\/tr>
    Petrobras<\/td>Natural resources<\/td>BR<\/td>27-Sep-2018<\/td>853 M$<\/td><\/tr>
    Mobile TeleSystems<\/td>Telecoms<\/td>RU<\/td>06-Mar-2019<\/td>850 M$<\/td><\/tr>
    Siemens AG and three subsidiaries<\/td>Multiple<\/td>DE<\/td>15-Dec-2008<\/td>802 M$<\/td><\/tr>
    VimpelCom, Unitel<\/td>Telecoms<\/td>NL<\/td>18-Feb-2016<\/td>795 M$<\/td><\/tr>
    Alstom SA<\/td>Energy<\/td>FR<\/td>22-Dec-2014<\/td>772 M$<\/td><\/tr>
    Societe Generale<\/td>Financial services<\/td>FR<\/td>04-Jun-2018<\/td>585 M$<\/td><\/tr>
    Teva Pharmaceuticals<\/td>Life sciences<\/td>IL<\/td>22-Dec-2016<\/td>519 M$<\/td><\/tr>
    Keppel Offshor<\/td>Natural resources<\/td>SG<\/td>22-Dec-2017<\/td>422 M$<\/td><\/tr>
    Och-Ziff Africa Management<\/td>Financial services<\/td>BR<\/td>29-Sep-2016<\/td>413 M$<\/td><\/tr>
    BAE Systems<\/td>Defence<\/td>UK<\/td>04-Feb-2010<\/td>400 M$<\/td><\/tr>
    Total SA<\/td>Natural resources<\/td>FR<\/td>29-May-2013<\/td>398 M$<\/td><\/tr>
    Alcoa Inc, Alcoa World Aluminium<\/td>Natural resources<\/td>USA<\/td>09-Jan-2014<\/td>384 M$<\/td><\/tr>
    ENI, Snamprogetti Netherlands<\/td>Natural resources<\/td>IT<\/td>07-Jul-2010<\/td>365 M$<\/td><\/tr>
    Technip<\/td>Engineering<\/td>FR<\/td>28-Jun-2010<\/td>338 M$<\/td><\/tr>
    TechnipFMC<\/td>Natural resources<\/td>FR<\/td>25-Jun-2019<\/td>301 M$<\/td><\/tr>
    Walmart<\/td>Retail<\/td>USA<\/td>20-Jun-2019<\/td>283 M$<\/td><\/tr>
    Panasonic Avionics<\/td>Air Travel<\/td>JP<\/td>30-Apr-2018<\/td>280 M$<\/td><\/tr>
    JP Morgan Chase<\/td>Financial services<\/td>USA<\/td>17-Nov-2016<\/td>264 M$<\/td><\/tr>
    Weatherford International<\/td>Natural resources<\/td>DE<\/td>26-Nov-2013<\/td>252 M$<\/td><\/tr>
    SBM Offshore<\/td>Natural resources<\/td>NL<\/td>29-Nov-2017<\/td>238 M$<\/td><\/tr>
    Fresenius<\/td>Life sciences<\/td>DE<\/td>29-Mar-2019<\/td>231 M$<\/td><\/tr>
    JGC Corporation<\/td>Engineering<\/td>JP<\/td>06-Apr-2011<\/td>219 M$<\/td><\/tr>
    Embraer<\/td>Air Travel<\/td>BR<\/td>24-Oct-2016<\/td>205 M$<\/td><\/tr>
    Rolls-Royce<\/td>Engineering<\/td>UK<\/td>20-Dec-2016<\/td>195 M$<\/td><\/tr>
    Daimler and three subsidiaries<\/td>Automotive<\/td>DE<\/td>01-Apr-2010<\/td>185 M$<\/td><\/tr>
    Alcatel-Lucent<\/td>Telecoms<\/td>FR<\/td>27-Dec-2010<\/td>137 M$<\/td><\/tr>
    Avon Products, Avon China<\/td>Cosmetics<\/td>USA<\/td>17-Dec-2014<\/td>135 M$<\/td><\/tr>
    Hewlett-Packard<\/td>Information Technology<\/td>USA<\/td>09-Apr-2014<\/td>108 M$<\/td><\/tr>
    Magyar Telekom, Deutsche Telekom<\/td>Telecoms<\/td>DE<\/td>29-Dec-2011<\/td>95 M$<\/td><\/tr>
    Marubeni<\/td>Trading<\/td>JP<\/td>19-Mar-2014<\/td>88 M$<\/td><\/tr>
    Panalpina Transport Inc<\/td>Logistics<\/td>CH<\/td>04-Nov-2010<\/td>82 M$<\/td><\/tr>
    Credit Suisse<\/td>Financial services<\/td>CH<\/td>05-Jul-2018<\/td>77 M$<\/td><\/tr>
    Johnson & Johnson, DePuy<\/td>Life sciences<\/td>USA<\/td>08-Apr-2011<\/td>77 M$<\/td><\/tr>
    Samsung Heavy Industries<\/td>Engineering<\/td>KR<\/td>22-Nov-2019<\/td>75 M$<\/td><\/tr>
    General Cable<\/td>Energy<\/td>USA<\/td>29-Dec-2016<\/td>75 M$<\/td><\/tr>
    Legg Mason<\/td>Financial services<\/td>USA<\/td>04-Jun-2018<\/td>64 M$<\/td><\/tr>
    Pfizer, Wyeth<\/td>Life sciences<\/td>USA<\/td>07-Aug-2012<\/td>60 M$<\/td><\/tr>
    ABB and two subsidiaries<\/td>Automation<\/td>SE<\/td>29-Sep-2010<\/td>58 M$<\/td><\/tr>
    Kellogg Brown & Root, Halliburton<\/td>Natural resources<\/td>USA<\/td>11-Feb-2009<\/td>58 M$<\/td><\/tr>
    Pride Forasol, Pride International<\/td>Natural resources<\/td>USA<\/td>04-Nov-2010<\/td>56 M$<\/td><\/tr>
    Bio-Rad Laboratories<\/td>Life sciences<\/td>USA<\/td>03-Nov-2014<\/td>55 M$<\/td><\/tr>
    Marubeni<\/td>Trading<\/td>JP<\/td>17-Jan-2012<\/td>55 M$<\/td><\/tr>
    Archer Daniels Midlan<\/td>Trading<\/td>UK<\/td>20-Dec-2013<\/td>54 M$<\/td><\/tr>
    Diebold<\/td>Manufacturing (banking)<\/td>USA<\/td>22-Oct-2013<\/td>48 M$<\/td><\/tr>
    Bilfinger SE<\/td>Engineering<\/td>DE<\/td>11-Dec-2013<\/td>32 M$<\/td><\/tr>
    Sociedad Qu\u00edmica y Minera de Chile (SQM)<\/td>Natural resources<\/td>CL<\/td>13-Jan-2017<\/td>30 M$<\/td><\/tr>
    Zimmer Biomet<\/td>Life sciences<\/td>USA<\/td>12-Jan-2017<\/td>30 M$<\/td><\/tr>
    Halliburton<\/td>Natural resources<\/td>USA<\/td>27-Jul-2017<\/td>29 M$<\/td><\/tr>
    Eli Lilly<\/td>Life sciences<\/td>USA<\/td>20-Dec-2012<\/td>29 M$<\/td><\/tr>
    PTC, PTC China<\/td>Information Technology<\/td>USA<\/td>16-Feb-2016<\/td>28 M$<\/td><\/tr>
    Tyco International<\/td>Security<\/td>USA<\/td>24-Sep-2012<\/td>26 M$<\/td><\/tr>
    Microsoft<\/td>Information technology<\/td>USA<\/td>22-Jul-2019<\/td>25 M$<\/td><\/tr>
    BHP Billiton<\/td>Natural resources<\/td>AU<\/td>20-May-2015<\/td>25 M$<\/td><\/tr>
    Novartis<\/td>Life Sciences<\/td>CH<\/td>23-Mar-2016<\/td>25 M$<\/td><\/tr>
    Sanofi<\/td>Life sciences<\/td>FR<\/td>04-Sep-2018<\/td>25 M$<\/td><\/tr>
    Cognizant Technology Solutions<\/td>Information technology<\/td>USA<\/td>15-Feb-2019<\/td>25 M$<\/td><\/tr>
    Olympus Latin America<\/td>Life Sciences<\/td>JP<\/td>01-Mar-2016<\/td>23 M$<\/td><\/tr>
    Biomet<\/td>Life sciences<\/td>USA<\/td>26-Mar-2012<\/td>23 M$<\/td><\/tr>
    LATAM Airlines Group<\/td>Air Travel<\/td>CL<\/td>25-Jul-2016<\/td>22 M$<\/td><\/tr>
    Smith & Nephew<\/td>Life sciences<\/td>UK<\/td>06-Feb-2012<\/td>22 M$<\/td><\/tr>
    GlaxoSmithKline<\/td>Life sciences<\/td>UK<\/td>30-Sep-2016<\/td>20 M$<\/td><\/tr>
    Hitachi<\/td>Construction<\/td>JP<\/td>28-Sep-2015<\/td>19 M$<\/td><\/tr>
    Louis Berger International<\/td>Construction<\/td>USA<\/td>17-Jul-2015<\/td>17 M$<\/td><\/tr>
    Deutsche Bank<\/td>Financial services<\/td>DE<\/td>22-Aug-2019<\/td>16 M$<\/td><\/tr>
    Goodyear Tire and Rubber Company<\/td>Manufacturing (tires)<\/td>USA<\/td>24-Feb-2015<\/td>16 M$<\/td><\/tr>
    Parker Drilling<\/td>Natural resources<\/td>USA<\/td>16-Apr-2013<\/td>16 M$<\/td><\/tr>
    Polycom<\/td>Information technology<\/td>USA<\/td>26-Dec-2018<\/td>16 M$<\/td><\/tr>
    Analogic, BK Medical<\/td>Life sciences<\/td>USA<\/td>21-Jun-2016<\/td>15 M$<\/td><\/tr>
    BNY Mellon<\/td>Finance<\/td>USA<\/td>18-Aug-2015<\/td>15 M$<\/td><\/tr>
    Brystol-Myers Squibb<\/td>Life Sciences<\/td>USA<\/td>05-Oct-2015<\/td>14 M$<\/td><\/tr>
    Dallas Airmotive<\/td>Air travel<\/td>USA<\/td>10-Dec-2014<\/td>14 M$<\/td><\/tr>
    Johnson Controls Inc<\/td>Manufacturing (multiple)<\/td>USA<\/td>11-Jul-2016<\/td>14 M$<\/td><\/tr>
    United Technologies<\/td>Engineering<\/td>USA<\/td>12-Sep-2018<\/td>14 M$<\/td><\/tr>
    Stryker Corporation<\/td>Life sciences<\/td>USA<\/td>24-Oct-2013<\/td>13 M$<\/td><\/tr>
    Mondelez<\/td>Food & drink<\/td>USA<\/td>06-Jan-2017<\/td>13 M$<\/td><\/tr>
    Alere<\/td>Life sciences<\/td>USA<\/td>28-Sep-2017<\/td>13 M$<\/td><\/tr>
    Allianz<\/td>Insurance<\/td>DE<\/td>17-Dec-2012<\/td>12 M$<\/td><\/tr>
    SciClone Pharmaceuticals<\/td>Life Sciences<\/td>USA<\/td>04-Feb-2016<\/td>12 M$<\/td><\/tr>
    Mead Johnson Nutrition<\/td>Food & drink<\/td>USA<\/td>28-Jul-2015<\/td>12 M$<\/td><\/tr>
    Bizjet International-Lufthansa Technik<\/td>Transport<\/td>DE<\/td>14-Feb-2012<\/td>12 M$<\/td><\/tr>
    Juniper Networks<\/td>Information technology<\/td>USA<\/td>29-Aug-2019<\/td>12 M$<\/td><\/tr>
    Quad\/Graphics<\/td>Media<\/td>USA<\/td>26-Sep-2019<\/td>10 M$<\/td><\/tr>
    Flir Systems<\/td>Imaging technology<\/td>USA<\/td>08-Apr-2015<\/td>10 M$<\/td><\/tr>
    Dun & Bradstreet<\/td>Information Technology<\/td>USA<\/td>23-Apr-2018<\/td>9 M$<\/td><\/tr>
    Las Vegas Sands Corp<\/td>Entertainment<\/td>USA<\/td>07-Apr-2016<\/td>9 M$<\/td><\/tr>
    Data Systems & Solutions<\/td>Information Technology<\/td>UK<\/td>18-Jun-2012<\/td>9 M$<\/td><\/tr>
    Beam Suntory<\/td>Food & drink<\/td>USA<\/td>02-Jul-2018<\/td>8 M$<\/td><\/tr>
    Stryker Corporation<\/td>Life sciences<\/td>USA<\/td>28-Sep-2018<\/td>8 M$<\/td><\/tr>
    Qualcomm<\/td>Information Technology<\/td>USA<\/td>01-Mar-2016<\/td>8 M$<\/td><\/tr>
    Orthofix International<\/td>Life sciences<\/td>USA<\/td>10-Jul-2012<\/td>7 M$<\/td><\/tr>
    IAP Worldwide Services<\/td>Defence<\/td>USA<\/td>16-Jun-2015<\/td>7 M$<\/td><\/tr>
    Las Vegas Sands Corp<\/td>Entertainment<\/td>USA<\/td>19-Jan-2017<\/td>7 M$<\/td><\/tr>
    Barclays<\/td>Financial services<\/td>UK<\/td>27-Sep-2019<\/td>6 M$<\/td><\/tr>
    Orthofix International<\/td>Life sciences<\/td>USA<\/td>18-Jan-2017<\/td>6 M$<\/td><\/tr>
    Anheuser-Busch InBev<\/td>Food & drink<\/td>USA<\/td>28-Sep-2016<\/td>6 M$<\/td><\/tr>
    AstraZeneca<\/td>Life sciences<\/td>USA<\/td>30-Aug-2016<\/td>6 M$<\/td><\/tr>
    Layne Christensen<\/td>Natural resources<\/td>USA<\/td>27-Sep-2014<\/td>5 M$<\/td><\/tr>
    Vantage Drilling<\/td>Natural resources<\/td>USA<\/td>19-Nov-2018<\/td>5 M$<\/td><\/tr>
    Key Energy Services<\/td>Natural resources<\/td>USA<\/td>11-Aug-2016<\/td>5 M$<\/td><\/tr>
    Koninklijke Philips Electronics<\/td>Electronics<\/td>NL<\/td>08-Apr-2013<\/td>5 M$<\/td><\/tr>
    Westport Fuel Systems<\/td>Manufacturing<\/td>SE<\/td>27-Sep-2019<\/td>4 M$<\/td><\/tr>
    Telefonica Brasil<\/td>Telecoms<\/td>BR<\/td>09-May-2019<\/td>4 M$<\/td><\/tr>
    SAP<\/td>Information Technology<\/td>DE<\/td>01-Feb-2016<\/td>4 M$<\/td><\/tr>
    PBSJ Corp<\/td>Engineering<\/td>USA<\/td>22-Jan-2015<\/td>3 M$<\/td><\/tr>
    Eletrobras<\/td>Energy<\/td>BR<\/td>26-Dec-2018<\/td>3 M$<\/td><\/tr>
    Bruker Corporation<\/td>Manufacturing (sciences)<\/td>DE<\/td>15-Dec-2014<\/td>2 M$<\/td><\/tr>
    Bollore TL Int’l<\/td>Natural resources<\/td>FR<\/td>12-Mar-2018<\/td>2 M$<\/td><\/tr>
    Oracle<\/td>Information Technology<\/td>US<\/td>16-Aug-2012<\/td>2 M$<\/td><\/tr>
    Smith & Wesson<\/td>Defence<\/td>USA<\/td>28-Jul-2014<\/td>2 M$<\/td><\/tr>
    The Nordam Group<\/td>Air travel<\/td>USA<\/td>17-Jul-2012<\/td>2 M$<\/td><\/tr>
    Ralph Lauren<\/td>Fashion<\/td>USA<\/td>22-Apr-2013<\/td>2 M$<\/td><\/tr>
    Kinross Gold<\/td>Natural resources<\/td>CA<\/td>26-Mar-2018<\/td>1 M$<\/td><\/tr>
    Nu Skin<\/td>Cosmetics<\/td>USA<\/td>20-Sep-2016<\/td>1 M$<\/td><\/tr>
    Akamai Technologies<\/td>Information Technology<\/td>USA<\/td>07-Jun-2016<\/td>1 M$<\/td><\/tr>
    Elbit Imaging<\/td>Real Estate<\/td>IL<\/td>09-Mar-2018<\/td>1 M$<\/td><\/tr>
    Nordion (Canada)<\/td>Life Sciences<\/td>CA<\/td>03-Mar-2016<\/td>0.4 M$<\/td><\/tr>
    Nortek<\/td>Manufacturing (home)<\/td>UK<\/td>07-Jun-2016<\/td>0.3 M$<\/td><\/tr>
    Hyperdynamics<\/td>Natural resources<\/td>USA<\/td>29-Sep-2015<\/td>0.1 M$<\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n

    Source: Global Investigations Review<\/em><\/span><\/p>\n\n\n\n

    <\/div>\n\n\n\n
    \n\n\n\n
    <\/div>\n\n\n\n
    <\/div>\n","protected":false},"excerpt":{"rendered":"

    L’ann\u00e9e 2019 s’est termin\u00e9e avec un settlement, act\u00e9 le 6 d\u00e9cembre dernier, de 1 milliard de dollars pour Ericsson (Su\u00e8de) en violation du FCPA, pay\u00e9 au DOJ et SEC. C’est une \u00ab\u00a0belle ann\u00e9e\u00a0\u00bb pour les settlements li\u00e9s au FCPA, avec 14 soci\u00e9t\u00e9s et plus de 2,8 milliards de dollars engrang\u00e9s par le DOJ et SEC… Lire la suite »Une d\u00e9cennie de settlements FCPA – R\u00e9capitulatif<\/span><\/a><\/p>\n","protected":false},"author":1,"featured_media":6409,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_uf_show_specific_survey":0,"_uf_disable_surveys":false,"neve_meta_sidebar":"","neve_meta_container":"","neve_meta_enable_content_width":"","neve_meta_content_width":0,"neve_meta_title_alignment":"","neve_meta_author_avatar":"","neve_post_elements_order":"","neve_meta_disable_header":"","neve_meta_disable_footer":"","neve_meta_disable_title":"","footnotes":""},"categories":[26],"tags":[],"class_list":["post-5319","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-actualites"],"_links":{"self":[{"href":"https:\/\/ethicaline.fr\/fr\/wp-json\/wp\/v2\/posts\/5319","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/ethicaline.fr\/fr\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/ethicaline.fr\/fr\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/ethicaline.fr\/fr\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/ethicaline.fr\/fr\/wp-json\/wp\/v2\/comments?post=5319"}],"version-history":[{"count":0,"href":"https:\/\/ethicaline.fr\/fr\/wp-json\/wp\/v2\/posts\/5319\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/ethicaline.fr\/fr\/wp-json\/wp\/v2\/media\/6409"}],"wp:attachment":[{"href":"https:\/\/ethicaline.fr\/fr\/wp-json\/wp\/v2\/media?parent=5319"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/ethicaline.fr\/fr\/wp-json\/wp\/v2\/categories?post=5319"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/ethicaline.fr\/fr\/wp-json\/wp\/v2\/tags?post=5319"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}